Dorota McKay - 02 Jan 2023 Form 4 Insider Report for VAPOTHERM INC

Role: Chief Accounting Officer
Signature: /s/Adrain Bryant, as Attorney In Fact
Issuer symbol: N/A
Transactions as of: 02 Jan 2023
Net transactions value: $0
Form type: 4
Filing time: 04 Jan 2023, 17:10:41 UTC
Previous filing: 09 Nov 2022
Next filing: 14 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	VAPO	Common Stock						31,935	02 Jan 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VAPO	Stock Option (right to buy)	Award	$0	+18,200		$0.000000	18,200	02 Jan 2023	Common Stock	18,200	$2.70	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 5,000 shares that were purchased under the Vapotherm, Inc. 2018 Employee Stock Purchase Plan and 22,957 shares that will be issued over time upon vesting and settlement of restricted stock unit awards.
F2	This option was granted under the 2018 Equity Plan and will vest as to 25% of the underlying shares on January 2, 2024, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, subject to the reporting person's continued service as an employee or other service provider to the Issuer through the vesting dates.