Anthony L. Arnerich - Nov 28, 2022 Form 4 Insider Report for VAPOTHERM INC (VAPO)

Role
Director
Signature
/s/ Adrain Bryant, as Attorney In Fact
Stock symbol
VAPO
Transactions as of
Nov 28, 2022
Transactions value $
$76,000
Form type
4
Date filed
11/29/2022, 03:50 PM
Previous filing
Nov 16, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Purchase $76K +100K +81.05% $0.76 223K Nov 28, 2022 By Anthony L. Arnerich Trust
holding VAPO Common Stock 48.9K Nov 28, 2022 By Christine A. Arnerich Trust
holding VAPO Common Stock 22.6K Nov 28, 2022 Direct F1
holding VAPO Common Stock 1.19M Nov 28, 2022 By 3x5 Partners, LLC F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,000 shares held by the Reporting Person's IRA.
F2 Consists of (i) 7,885 shares held by Arnerich 3x5 Special Opportunity Managers, L.P., of which 3x5 Partners, LLC is the general manager, (ii) 790,754 shares directly held by Vapotherm Investors, LLC, and (iii) 394,982 shares directly held by 3x5 Special Opportunity Fund, L.P.
F3 The Reporting Person is a managing member of 3x5 Partners, LLC. 3x5 Partners, LLC is the managing member of Vapotherm Investors, LLC and a member of 3x5 Special Opportunity Partners, LLC, which is the general partner of 3x5 Special Opportunity Fund, L.P., and by virtue of these relationships 3x5 Partners, LLC may be deemed to indirectly beneficially own the shares directly held by Vapotherm Investors, LLC and 3x5 Special Opportunity Fund, L.P. As a managing member of 3x5 Partners, LLC the Reporting Person shares voting and dispositive power over such securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such securities except to the extent of his pecuniary interest therein.