Dorota McKay - 06 Dec 2021 Form 4 Insider Report for VAPOTHERM INC

Role: Chief Accounting Officer
Signature: /s/ Adrain Bryant, as Attorney In Fact
Issuer symbol: N/A
Transactions as of: 06 Dec 2021
Net transactions value: $0
Form type: 4
Filing time: 08 Dec 2021, 15:19:30 UTC
Next filing: 18 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VAPO	Common Stock	Award	$0	+5,200		$0.000000	5,200	06 Dec 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VAPO	Stock Option (right to buy)	Award	$0	+10,400		$0.000000	10,400	06 Dec 2021	Common Stock	10,400	$21.89	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This award was granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan in the form of restricted stock units. The restricted stock units vest with respect to approximately one-third of the underlying shares on each of the one-year, two-year and three-year anniversaries of the grant date, subject to the Reporting Person's continued service as an employee or other service provider to the Issuer through the vesting dates.
F2	This option was granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan and will vest as to 25% of the underlying shares on December 6, 2022, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, subject to the Reporting Person's continued service as an employee or other service provider to the Issuer through the vesting dates.

Content

This award was granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan in the form of restricted stock units. The restricted stock units vest with respect to approximately one-third of the underlying shares on each of the one-year, two-year and three-year anniversaries of the grant date, subject to the Reporting Person's continued service as an employee or other service provider to the Issuer through the vesting dates.

This option was granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan and will vest as to 25% of the underlying shares on December 6, 2022, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, subject to the Reporting Person's continued service as an employee or other service provider to the Issuer through the vesting dates.