Gregoire Ramade - 21 Sep 2021 Form 4 Insider Report for VAPOTHERM INC

Role
SVP & Chief Commercial Officer
Signature
/s/Adrain Bryant, as Attorney In Fact
Issuer symbol
N/A
Transactions as of
21 Sep 2021
Net transactions value
-$47,400
Form type
4
Filing time
22 Sep 2021, 16:51:41 UTC
Previous filing
23 Aug 2021
Next filing
05 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Options Exercise $7,560 +2,000 +9.7% $3.78 22,614 21 Sep 2021 Direct F1
transaction VAPO Common Stock Sale $54,960 -2,000 -8.8% $27.48 20,614 21 Sep 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VAPO Option to Purchase Common Stock Options Exercise $0 -2,000 -5.5% $0.000000 34,458 21 Sep 2021 Common Stock 2,000 $3.78 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.
F2 These shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F3 This option is fully vested.