| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Common Stock | Options Exercise | $0 | +2.24K | +2.8% | $0.00 | 82.3K | Jan 3, 2023 | Direct | F1 |
| transaction | LQDT | Common Stock | Options Exercise | $0 | +1.42K | +1.73% | $0.00 | 83.7K | Jan 3, 2023 | Direct | F2 |
| transaction | LQDT | Common Stock | Options Exercise | $0 | +2.28K | +2.72% | $0.00 | 86K | Jan 3, 2023 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Employee Stock Grant | Options Exercise | $0 | -3.43K | -64.93% | $0.00 | 1.85K | Jan 3, 2023 | Common Stock | 3.43K | Direct | F5, F6, F7 | |
| transaction | LQDT | Employee Stock Grant | Options Exercise | $0 | -2.18K | -26.85% | $0.00 | 5.93K | Jan 3, 2023 | Common Stock | 2.18K | Direct | F5, F6, F9 | |
| transaction | LQDT | Employee Stock Grant | Options Exercise | $0 | -3.49K | -25% | $0.00 | 10.5K | Jan 3, 2023 | Common Stock | 3.49K | Direct | F5, F6, F14 | |
| holding | LQDT | Employee Stock Option | 33.9K | Jan 3, 2023 | Common Stock | 33.9K | $9.46 | Direct | F4 | |||||
| holding | LQDT | Employee Stock Option | 32.8K | Jan 3, 2023 | Common Stock | 32.8K | $6.69 | Direct | F8 | |||||
| holding | LQDT | Employee Stock Grant | 18.8K | Jan 3, 2023 | Common Stock | 18.8K | Direct | F5, F10 | ||||||
| holding | LQDT | Employee Stock Option | 12.4K | Jan 3, 2023 | Common Stock | 12.4K | $22.20 | Direct | F11 | |||||
| holding | LQDT | Employee Stock Option | 12.4K | Jan 3, 2023 | Common Stock | 12.4K | $22.20 | Direct | F12 | |||||
| holding | LQDT | Employee Stock Grant | 14K | Jan 3, 2023 | Common Stock | 14K | Direct | F5, F13 | ||||||
| holding | LQDT | Employee Stock Grant | 14K | Jan 3, 2023 | Common Stock | 14K | Direct | F5, F15 | ||||||
| holding | LQDT | Employee Stock Grant | 14K | Jan 3, 2023 | Common Stock | 14K | Direct | F5, F16 | ||||||
| holding | LQDT | Employee Stock Option | 11.2K | Jan 3, 2023 | Common Stock | 11.2K | $14.00 | Direct | F17 | |||||
| holding | LQDT | Employee Stock Option | 11.2K | Jan 3, 2023 | Common Stock | 11.2K | $14.00 | Direct | F18 |
| Id | Content |
|---|---|
| F1 | Represents the net issuance of 2,238 shares from the vesting of 3,425 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,187 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. |
| F2 | Represents the net issuance of 1,421 shares from the vesting of 2,175 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 754 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. |
| F3 | Represents the net issuance of 2,280 shares from the vesting of 3,490 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,210 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. |
| F4 | 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| F5 | Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. |
| F6 | Represents the vesting of restricted stock units. |
| F7 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| F8 | 12/48th of this option grant vested on January 1, 2021 and, thereafter, 1/48th of the option grant vests each month for thirty-six months. |
| F9 | Twenty-five percent of this restricted stock grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| F10 | Twenty-five percent of this restricted stock grant vested on September 1, 2020 and thereafter, an additional 1/4 vests on September 1 of each year for three years. |
| F11 | This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F12 | 12/48th of this option grant will vest on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F13 | These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F14 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. |
| F15 | These restricted stock units were granted on December 23, 2022 and will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| F16 | These restricted stock units were granted on December 23, 2022. Twenty-five percent will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |
| F17 | These options were granted on December 23, 2022. 12/48th will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F18 | These options were granted on December 23, 2022 and become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |