| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Common Stock | Options Exercise | $9.44K | +2.11K | +5.02% | $4.47 | 44.2K | Aug 16, 2022 | Direct | F1 |
| transaction | LQDT | Common Stock | Options Exercise | $69.7K | +11.4K | +25.8% | $6.11 | 55.6K | Aug 16, 2022 | Direct | F2 |
| transaction | LQDT | Common Stock | Options Exercise | $44.2K | +6.61K | +11.89% | $6.69 | 62.2K | Aug 16, 2022 | Direct | F3 |
| transaction | LQDT | Common Stock | Tax liability | -$123K | -6.24K | -10.02% | $19.79 | 56K | Aug 16, 2022 | Direct | F4 |
| transaction | LQDT | Common Stock | Sale | -$102K | -5.08K | -9.07% | $20.06 | 50.9K | Aug 16, 2022 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Employee Stock Option | Options Exercise | $0 | -2.11K | -100% | $0.00* | 0 | Aug 16, 2022 | Common Stock | 2.11K | $4.47 | Direct | F8 |
| transaction | LQDT | Employee Stock Option | Options Exercise | $0 | -11.4K | -75% | $0.00 | 3.8K | Aug 16, 2022 | Common Stock | 11.4K | $6.11 | Direct | F10 |
| transaction | LQDT | Employee Stock Option | Options Exercise | $0 | -6.61K | -18.37% | $0.00 | 29.4K | Aug 16, 2022 | Common Stock | 6.61K | $6.69 | Direct | F11 |
| holding | LQDT | Employee Stock Grant | 2.09K | Aug 16, 2022 | Common Stock | 2.09K | Direct | F5, F6 | ||||||
| holding | LQDT | Employee Stock Option | 2.47K | Aug 16, 2022 | Common Stock | 2.47K | $8.30 | Direct | F7 | |||||
| holding | LQDT | Employee Stock Grant | 1.48K | Aug 16, 2022 | Common Stock | 1.48K | Direct | F5, F9 | ||||||
| holding | LQDT | Employee Stock Grant | 11.3K | Aug 16, 2022 | Common Stock | 11.3K | Direct | F5, F12 | ||||||
| holding | LQDT | Employee Stock Option | 55.1K | Aug 16, 2022 | Common Stock | 55.1K | $9.46 | Direct | F13 | |||||
| holding | LQDT | Employee Stock Option | 55.1K | Aug 16, 2022 | Common Stock | 55.1K | $9.46 | Direct | F14 | |||||
| holding | LQDT | Employee Stock Grant | 7.46K | Aug 16, 2022 | Common Stock | 7.46K | Direct | F5, F15 | ||||||
| holding | LQDT | Employee Stock Option | 7.74K | Aug 16, 2022 | Common Stock | 7.74K | $22.20 | Direct | F16 | |||||
| holding | LQDT | Employee Stock Option | 7.74K | Aug 16, 2022 | Common Stock | 7.74K | $22.20 | Direct | F14 | |||||
| holding | LQDT | Employee Stock Grant | 8.72K | Aug 16, 2022 | Common Stock | 8.72K | Direct | F5, F17 | ||||||
| holding | LQDT | Employee Stock Grant | 8.72K | Aug 16, 2022 | Common Stock | 8.72K | Direct | F5, F18 |
| Id | Content |
|---|---|
| F1 | This transaction reflects an exercise of 2,112 options (the "2017 Options") granted under the Liquidity Services, Inc. Third Amended and Restated 2006 Omnibus Long-Term Incentive Plan (as amended, the "Plan") and that certain Stock Option Agreement, dated December 11, 2017, by and between the issuer and the reporting person. |
| F2 | This transaction reflects an exercise of 11,406 options (the "2018 Options") granted under the Plan and that certain Stock Option Agreement, dated December 4, 2018, by and between the issuer and the reporting person. |
| F3 | This transaction reflects an exercise of 6,613 options (the "2019 Options") granted under the Plan and that certain Stock Option Agreement, dated December 3, 2019, by and between the issuer and the reporting person. |
| F4 | The reporting person surrendered 6,235 shares with a market value of $123,390.65 to the issuer to pay the cost of the 2017 Options, the 2018 Options and the 2019 Options. |
| F5 | Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. |
| F6 | These restricted stock units will vest, if at all, based on the issuer's achievement of certain financial milestones. |
| F7 | These options become exercisable, if at all, based on the issuer's achievement of certain financial milestones. |
| F8 | 15/48th of this option grant vested on January 1, 2019 and thereafter, an additional 1/48th vests each month for thirty-three months. |
| F9 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. |
| F10 | 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. |
| F11 | 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. |
| F12 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| F13 | 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| F14 | This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F15 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| F16 | 12/48th of this option grant will vest on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F17 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. |
| F18 | These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |