Surendralal Lanca Karsanbhai - 16 Nov 2022 Form 4 Insider Report for EMERSON ELECTRIC CO (EMR)

Role
CEO and President, Director
Signature
/s/ John A. Sperino, Attorney-in-Fact for Surendralal Lanca Karsanbhai
Issuer symbol
EMR
Transactions as of
16 Nov 2022
Net transactions value
-$165,815
Form type
4
Filing time
17 Nov 2022, 15:20:32 UTC
Previous filing
02 Nov 2022
Next filing
07 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMR Common Stock Options Exercise $650,700 +10,000 +11% $65.07 104,974 16 Nov 2022 Direct F1
transaction EMR Common Stock Tax liability $74,771 -780 -0.74% $95.86 104,194 16 Nov 2022 Direct F2
transaction EMR Common Stock Sale $441,244 -4,603 -4.4% $95.86 99,591 16 Nov 2022 Direct
transaction EMR Common Stock Tax liability $300,501 -3,142 -3.2% $95.64 96,449 16 Nov 2022 Direct F3
transaction EMR Common Stock Gift -19,974 -21% 76,475 16 Nov 2022 Direct F4, F5
transaction EMR Common Stock Gift +19,974 +40% 69,412 16 Nov 2022 By Trust F4, F5
holding EMR Common Stock 453 16 Nov 2022 Custodian Account for Son
holding EMR Common Stock 453 16 Nov 2022 Custodian Account for Daughter
holding EMR Common Stock 420 16 Nov 2022 401(k) plan
holding EMR Common Stock 47 16 Nov 2022 401(k) excess plan
holding EMR Common Stock 202 16 Nov 2022 Profit Sharing Plan
holding EMR Common Stock 700 16 Nov 2022 401(k) excess plan II

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMR Employee Stock Option (Right to Buy) Options Exercise $0 -10,000 -100% $0.000000* 0 16 Nov 2022 Common Stock 10,000 $65.07 Direct F1, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of 4,617 incentive stock options and 5,383 non-qualified stock options exempt under Rule 16b-3.
F2 Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F3 Payment of option exercise price by delivering securities.
F4 Bona fide gift by Reporting Person of 19,974 shares to a revocable trust of which the Reporting Person and the Reporting Person's Spouse are co-trustees.
F5 Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F6 The options vested in three equal installments beginning on the date indicated.
F7 Price is not applicable to stock options received as incentive compemsation.