Douglas B. Hansen - May 20, 2021 Form 4 Insider Report for REDWOOD TRUST INC (RWT)

Role
Director
Signature
Attorney-In-Fact: /s/ Andrew P. Stone
Stock symbol
RWT
Transactions as of
May 20, 2021
Transactions value $
$0
Form type
4
Date filed
5/21/2021, 04:45 PM
Next filing
May 25, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RWT Deferred Stock Units Award $0 +10.1K $0.00 10.1K May 20, 2021 Common Stock 10.1K $10.94 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.
F2 This transaction relates to the grant of Deferred Stock Units.
F3 100% vested at grant.
F4 Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.
F5 No expiration date is applicable to deferred stock units.