| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| HERSCHER PENNY | Director | C/O PENGUIN SOLUTIONS, INC., 45800 NORTHPORT LOOP WEST, FREMONT | /s/ Anne Kuykendall as attorney-in-fact for Penny Herscher | 10 Feb 2026 | 0001232019 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PENG | Common Stock | Award | $0 | +10,034 | +57% | $0.000000 | 27,574 | 06 Feb 2026 | Direct | F1 |
| holding | PENG | Common Stock | 4,584 | 06 Feb 2026 | By Family Trust | F2 |
| Id | Content |
|---|---|
| F1 | Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. |
| F2 | Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the reporting person and her spouse serve as co-trustees. |