DAG Ventures Management IV, LLC - 11 Dec 2025 Form 3 Insider Report for WEALTHFRONT CORP (WLTH)

Role
10%+ Owner
Signature
DAG Ventures IV, L.P., By DAG Ventures Management IV, LLC, its General Partner, By /s/ John J. Cadeddu, Manager
Issuer symbol
WLTH
Transactions as of
11 Dec 2025
Net transactions value
$0
Form type
3
Filing time
11 Dec 2025, 20:50:34 UTC
Next filing
17 Dec 2025

Reporting Owners (6)

Name Relationship Address Signature Signature date CIK
DAG Ventures Management IV, LLC 10%+ Owner C/O DAG VENTURES LLC, 251 LYTTON AVENUE, SUITE 200, PALO ALTO DAG Ventures IV, L.P., By DAG Ventures Management IV, LLC, its General Partner, By /s/ John J. Cadeddu, Manager 11 Dec 2025 0001526357
DAG Ventures IV, L.P. 10%+ Owner C/O DAG VENTURES LLC, 251 LYTTON AVENUE, SUITE 200, PALO ALTO DAG Ventures IV-QP, L.P., By DAG Ventures Management IV, LLC, its General Partner, By /s/ John J. Cadeddu, Manager 11 Dec 2025 0001471986
DAG Ventures IV-QP, L.P. 10%+ Owner C/O DAG VENTURES LLC, 251 LYTTON AVENUE, SUITE 200, PALO ALTO DAG Ventures IV-A, LLC, By DAG Ventures Management IV, LLC, its Manager, By /s/ John J. Cadeddu, Manager 11 Dec 2025 0001471985
DAG Ventures IV-A, LLC 10%+ Owner C/O DAG VENTURES LLC, 251 LYTTON AVENUE, SUITE 200, PALO ALTO DAG Ventures Management IV, LLC, By /s/ John J. Cadeddu, Manager 11 Dec 2025 0001572731
Cadeddu John J. 10%+ Owner C/O DAG VENTURES LLC, 251 LYTTON AVENUE, SUITE 200, PALO ALTO /s/ John J. Cadeddu 11 Dec 2025 0001527931
Goodrich R. Thomas 10%+ Owner C/O DAG VENTURES LLC, 251 LYTTON AVENUE, SUITE 200, PALO ALTO /s/ R. Thomas Goodrich 11 Dec 2025 0001527929

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WLTH Common Stock 32,570 11 Dec 2025 By DAG Ventures IV, L.P. F1
holding WLTH Common Stock 308,232 11 Dec 2025 By DAG Ventures IV-QP, L.P. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WLTH Series C Preferred Stock 11 Dec 2025 Common Stock 430,596 By DAG Ventures IV, L.P. F1, F3
holding WLTH Series C Preferred Stock 11 Dec 2025 Common Stock 4,074,426 By DAG Ventures IV-QP, L.P. F2, F3
holding WLTH Series C Preferred Stock 11 Dec 2025 Common Stock 787,400 By DAG Ventures IV-A, LLC F3, F4
holding WLTH Series D Preferred Stock 11 Dec 2025 Common Stock 462,842 By DAG Ventures IV, L.P. F1, F3
holding WLTH Series D Preferred Stock 11 Dec 2025 Common Stock 4,379,624 By DAG Ventures IV-QP, L.P. F2, F3
holding WLTH Series D Preferred Stock 11 Dec 2025 Common Stock 333,176 By DAG Ventures IV-A, LLC F3, F4
holding WLTH Series E Preferred Stock 11 Dec 2025 Common Stock 133,936 By DAG Ventures IV, L.P. F1, F3
holding WLTH Series E Preferred Stock 11 Dec 2025 Common Stock 1,267,374 By DAG Ventures IV-QP, L.P. F2, F3
holding WLTH Series F Preferred Stock 11 Dec 2025 Common Stock 46,568 By DAG Ventures IV, L.P. F1, F3
holding WLTH Series F Preferred Stock 11 Dec 2025 Common Stock 440,642 By DAG Ventures IV-QP, L.P. F2, F3
holding WLTH Series G Preferred Stock 11 Dec 2025 Common Stock 48,124 By DAG Ventures IV, L.P. F1, F3
holding WLTH Series G Preferred Stock 11 Dec 2025 Common Stock 455,376 By DAG Ventures IV-QP, L.P. F2, F3
holding WLTH Series G Preferred Stock 11 Dec 2025 Common Stock 377,624 By DAG Ventures IV-A, LLC F3, F4
holding WLTH Series G-1 Preferred Stock 11 Dec 2025 Common Stock 12,833 By DAG Ventures IV, L.P. F1, F3
holding WLTH Series G-1 Preferred Stock 11 Dec 2025 Common Stock 121,432 By DAG Ventures IV-QP, L.P. F2, F3
holding WLTH Series G-1 Preferred Stock 11 Dec 2025 Common Stock 100,699 By DAG Ventures IV-A, LLC F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.
F2 Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.
F3 The Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock is convertible into Common Stock on a 1-for-1 basis and has no expiration date. Upon the closing of the Issuer's initial public offering, all shares of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock will be converted into shares of Common Stock of the Issuer.
F4 Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.