Chad R. Abraham - Feb 15, 2023 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Role: CEO and Chairman, Director
Signature: /s/ James Grant for Chad R. Abraham
Stock symbol: PIPR
Transactions as of: Feb 15, 2023
Transactions value $: $0
Form type: 4
Date filed: 2/17/2023, 03:22 PM
Previous filing: Nov 16, 2022
Next filing: Feb 23, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PIPR	Common Stock	Award	$0	+7.1K	+7.91%	$0.00	96.9K	Feb 15, 2023	Direct
transaction	PIPR	Common Stock	Tax liability	$0	-1.47K	-1.52%	$0.00	95.4K	Feb 16, 2023	Direct
transaction	PIPR	Common Stock	Tax liability	$0	-1.59K	-1.66%	$0.00	93.8K	Feb 16, 2023	Direct
transaction	PIPR	Common Stock	Tax liability	$0	-2.04K	-2.17%	$0.00	91.8K	Feb 16, 2023	Direct

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PIPR	Employee Stock Option (right to buy)	Award	$0	+75K		$0.00	75K	Feb 15, 2023	Common Stock	75K	$170.76	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The option vests 33% on February 15, 2026, 33% on February 15, 2027, and all the remaining shares on February 15, 2028.