Chad R. Abraham - Feb 15, 2023 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Role
CEO and Chairman, Director
Signature
/s/ James Grant for Chad R. Abraham
Stock symbol
PIPR
Transactions as of
Feb 15, 2023
Transactions value $
$0
Form type
4
Date filed
2/17/2023, 03:22 PM
Previous filing
Nov 16, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Award $0 +7.1K +7.91% $0.00 96.9K Feb 15, 2023 Direct
transaction PIPR Common Stock Tax liability $0 -1.47K -1.52% $0.00 95.4K Feb 16, 2023 Direct
transaction PIPR Common Stock Tax liability $0 -1.59K -1.66% $0.00 93.8K Feb 16, 2023 Direct
transaction PIPR Common Stock Tax liability $0 -2.04K -2.17% $0.00 91.8K Feb 16, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PIPR Employee Stock Option (right to buy) Award $0 +75K $0.00 75K Feb 15, 2023 Common Stock 75K $170.76 Direct F1

Explanation of Responses:

Id Content
F1 The option vests 33% on February 15, 2026, 33% on February 15, 2027, and all the remaining shares on February 15, 2028.