Jonathan J. Doyle - Dec 22, 2022 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Role
Hd of Financial Services Group, Director
Signature
/s/ James Grant for Jonathan J. Doyle
Stock symbol
PIPR
Transactions as of
Dec 22, 2022
Transactions value $
-$1,282,758
Form type
4
Date filed
12/23/2022, 03:52 PM
Previous filing
Jun 27, 2022
Next filing
Jan 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Sale -$119K -900 -0.36% $132.37 252K Dec 22, 2022 Direct F1, F2
transaction PIPR Common Stock Sale -$386K -2.9K -1.15% $133.12 249K Dec 22, 2022 Direct F1, F3
transaction PIPR Common Stock Sale -$161K -1.2K -0.48% $133.96 248K Dec 22, 2022 Direct F1, F4
transaction PIPR Common Stock Sale -$152K -1.14K -0.46% $133.52 247K Dec 23, 2022 Direct F1, F5
transaction PIPR Common Stock Sale -$437K -3.26K -1.32% $134.24 243K Dec 23, 2022 Direct F1, F6
transaction PIPR Common Stock Sale -$28.1K -208 -0.09% $134.91 243K Dec 23, 2022 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock were sold pursuant to a 10b5-1 trading plan.
F2 The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2), (3), (4), (5), (6) and (7) were sold in multiple transactions at the price ranges provided in footnotes (2), (3), (4), (5), (6) and (7). These shares in footnote (2) were sold in multiple transactions at prices ranging from $131.6300 to $132.5700 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (6) and (7) upon request by the SEC staff, the issuer or any shareholder of the issuer.
F3 These shares were sold in multiple transactions at prices ranging from $132.7000 to $133.6600 inclusive.
F4 These shares were sold in multiple transactions at prices ranging from $133.7400 to $134.2500 inclusive.
F5 These shares were sold in multiple transactions at prices ranging from $132.8300 to $133.7900 inclusive.
F6 These shares were sold in multiple transactions at prices ranging from $133.8500 to $ 134.8400 inclusive.
F7 These shares were sold in multiple transactions at prices ranging from $134.9000 to $135.0300 inclusive.