Jonathan J. Doyle - Sep 2, 2021 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Signature
/s/ James Grant for Jonathan J. Doyle
Stock symbol
PIPR
Transactions as of
Sep 2, 2021
Transactions value $
-$2,663,700
Form type
4
Date filed
9/7/2021, 06:08 PM
Previous filing
Jul 19, 2021
Next filing
Sep 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Sale -$471K -3.29K -1.11% $143.10 294K Sep 2, 2021 Direct F1, F2
transaction PIPR Common Stock Sale -$173K -1.21K -0.41% $143.95 293K Sep 2, 2021 Direct F1, F3
transaction PIPR Common Stock Sale -$71.2K -500 -0.17% $142.44 293K Sep 3, 2021 Direct F1, F4
transaction PIPR Common Stock Sale -$455K -3.18K -1.08% $143.44 290K Sep 3, 2021 Direct F1, F5
transaction PIPR Common Stock Sale -$110K -760 -0.26% $144.20 289K Sep 3, 2021 Direct F1, F6
transaction PIPR Common Stock Sale -$607K -4.43K -1.53% $137.02 284K Sep 7, 2021 Direct F1, F7
transaction PIPR Common Stock Sale -$539K -3.9K -1.37% $137.95 280K Sep 7, 2021 Direct F1, F8
transaction PIPR Common Stock Sale -$125K -900 -0.32% $138.95 280K Sep 7, 2021 Direct F1, F9
transaction PIPR Common Stock Sale -$70.2K -500 -0.18% $140.42 279K Sep 7, 2021 Direct F1, F10
transaction PIPR Common Stock Sale -$42.4K -300 -0.11% $141.27 279K Sep 7, 2021 Direct F1, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock were sold pursuant to a 10b5-1 trading plan.
F2 The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (11) were sold in multiple transactions at the price ranges provided in footnotes (2) through (11). These shares in footnote (2) were sold in multiple transactions at prices ranging from $142.6100 to $143.5900 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (11) upon request by the SEC staff, the issuer or any shareholder of the issuer.
F3 These shares were sold in multiple transactions at prices ranging from $143.6400 to $144.1700 inclusive.
F4 These shares were sold in multiple transactions at prices ranging from $141.9800 to $142.9300 inclusive.
F5 These shares were sold in multiple transactions at prices ranging from $143.0000 to $143.9000 inclusive.
F6 These shares were sold in multiple transactions at prices ranging from $144.0000 to $144.3700 inclusive.
F7 These shares were sold in multiple transactions at prices ranging from $136.5300 to $137.4900 inclusive.
F8 These shares were sold in multiple transactions at prices ranging from $137.5400 to $138.4800 inclusive.
F9 These shares were sold in multiple transactions at prices ranging from $138.6900 to $139.5900 inclusive.
F10 These shares were sold in multiple transactions at prices ranging from $140.0700 to $140.9300 inclusive.
F11 These shares were sold in multiple transactions at prices ranging from $141.1100 to $141.5000 inclusive.