Chad R. Abraham - Aug 6, 2021 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Signature
/s/ James Grant for Chad R. Abraham
Stock symbol
PIPR
Transactions as of
Aug 6, 2021
Transactions value $
-$1,074,509
Form type
4
Date filed
8/9/2021, 06:12 PM
Previous filing
Aug 5, 2021
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Sale -$95.3K -700 -0.91% $136.08 76.2K Aug 6, 2021 Direct F1, F2
transaction PIPR Common Stock Sale -$137K -1K -1.31% $137.20 75.2K Aug 6, 2021 Direct F1, F3
transaction PIPR Common Stock Sale -$690K -4.99K -6.64% $138.29 70.2K Aug 6, 2021 Direct F1, F4
transaction PIPR Common Stock Sale -$18.3K -132 -0.19% $138.78 70K Aug 6, 2021 Direct F1, F5
transaction PIPR Common Stock Sale -$36.5K -264 -0.38% $138.07 69.8K Aug 9, 2021 Direct F1, F6
transaction PIPR Common Stock Sale -$88.6K -639 -0.92% $138.59 69.1K Aug 9, 2021 Direct F1, F7
transaction PIPR Common Stock Sale -$8.38K -60 -0.09% $139.68 69.1K Aug 9, 2021 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock were sold pursuant to a 10b5-1 trading plan.
F2 The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (8) were sold in multiple transactions at the price ranges provided in footnotes (2) through (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $135.7000 to $136.5800 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.
F3 These shares were sold in multiple transactions at prices ranging from $136.7400 to $137.6700 inclusive.
F4 These shares were sold in multiple transactions at prices ranging from $137.7700 to $138.7600 inclusive.
F5 These shares were sold in multiple transactions at prices ranging from $138.7750 to $138.8000 inclusive.
F6 These shares were sold in multiple transactions at prices ranging from $137.4200 to $138.2700 inclusive.
F7 These shares were sold in multiple transactions at prices ranging from $138.4300 to $138.7100 inclusive.
F8 These shares were sold in multiple transactions at prices ranging from $139.6600 to $139.7200 inclusive.