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Signature
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/s/ Trung T. Doan
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Stock symbol
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LEDS
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Transactions as of
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Jan 8, 2024
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Transactions value $
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$233,319
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Form type
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4
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Date filed
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1/9/2024, 07:11 AM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
LEDS |
Common Stock |
Conversion of derivative security |
$233K |
+178K |
+38.06% |
$1.31 |
646K |
Jan 8, 2024 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
LEDS |
Convertible Promissory Note |
Conversion of derivative security |
$0 |
-233K |
-100% |
$0.00* |
0 |
Jan 8, 2024 |
Common Stock |
178K |
$1.31 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: