Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NPTN | Common Stock | Options Exercise | $0 | +2.67K | +0.69% | $0.00 | 388K | Jul 30, 2022 | Direct | |
transaction | NPTN | Common Stock | Options Exercise | $0 | +10K | +2.57% | $0.00 | 398K | Jul 30, 2022 | Direct | |
transaction | NPTN | Common Stock | Disposed to Issuer | -$55.3K | -3.46K | -0.87% | $16.00 | 395K | Jul 30, 2022 | Direct | F1 |
transaction | NPTN | Common Stock | Disposed to Issuer | -$14.8K | -922 | -0.23% | $16.00 | 394K | Jul 30, 2022 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NPTN | Restricted Stock Units (right to acquire) | Options Exercise | $0 | -2.67K | -100% | $0.00* | 0 | Jul 30, 2022 | Common Stock | 2.67K | $0.00 | Direct | F2, F3 |
transaction | NPTN | Restricted Stock Units (right to acquire) | Options Exercise | $0 | -10K | -50% | $0.00 | 10K | Jul 30, 2022 | Common Stock | 10K | $0.00 | Direct | F2, F4 |
Id | Content |
---|---|
F1 | Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person. |
F2 | Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. |
F3 | The shares vest in three equal annual installments, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
F4 | 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date. |