Chiyue Cheung - 30 Jul 2022 Form 4 Insider Report for NEOPHOTONICS CORP

Role
Chief Operating Officer
Signature
By: /s/ Barbara Rogan For: Chi Yue Raymond Cheung
Issuer symbol
N/A
Transactions as of
30 Jul 2022
Net transactions value
-$202,656
Form type
4
Filing time
02 Aug 2022, 17:53:52 UTC
Previous filing
22 Jul 2022
Next filing
05 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Options Exercise $0 +2,666 $0.000000 2,666 30 Jul 2022 Direct
transaction NPTN Common Stock Options Exercise $0 +10,000 +375% $0.000000 12,666 30 Jul 2022 Direct
transaction NPTN Common Stock Disposed to Issuer $160,000 -10,000 -79% $16.00 2,666 30 Jul 2022 Direct
transaction NPTN Common Stock Disposed to Issuer $42,656 -2,666 -100% $16.00 0 30 Jul 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NPTN Restricted Stock Units (right to acquire) Options Exercise $0 -2,666 -100% $0.000000* 0 30 Jul 2022 Common Stock 2,666 $0.000000 Direct
transaction NPTN Restricted Stock Units (right to acquire) Options Exercise $0 -10,000 -50% $0.000000 10,000 30 Jul 2022 Common Stock 10,000 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.