Chiyue cheung - Jul 30, 2022 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
Chief Operating Officer
Signature
By: /s/ Barbara Rogan For: Chi Yue Raymond Cheung
Stock symbol
NPTN
Transactions as of
Jul 30, 2022
Transactions value $
-$202,656
Form type
4
Date filed
8/2/2022, 05:53 PM
Previous filing
Jul 22, 2022
Next filing
Aug 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Options Exercise $0 +2.67K $0.00 2.67K Jul 30, 2022 Direct
transaction NPTN Common Stock Options Exercise $0 +10K +375.09% $0.00 12.7K Jul 30, 2022 Direct
transaction NPTN Common Stock Disposed to Issuer -$160K -10K -78.95% $16.00 2.67K Jul 30, 2022 Direct
transaction NPTN Common Stock Disposed to Issuer -$42.7K -2.67K -100% $16.00 0 Jul 30, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NPTN Restricted Stock Units (right to acquire) Options Exercise $0 -2.67K -100% $0.00* 0 Jul 30, 2022 Common Stock 2.67K $0.00 Direct
transaction NPTN Restricted Stock Units (right to acquire) Options Exercise $0 -10K -50% $0.00 10K Jul 30, 2022 Common Stock 10K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.