Timothy Storrs Jenks - 26 Jul 2022 Form 4 Insider Report for NEOPHOTONICS CORP

Role
CEO, Director
Signature
By: /s/ Barbara Rogan For: Timothy S. Jenks
Issuer symbol
N/A
Transactions as of
26 Jul 2022
Net transactions value
-$134,130
Form type
4
Filing time
27 Jul 2022, 15:36:08 UTC
Previous filing
22 Jul 2022
Next filing
02 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Sale $134,130 -8,500 -1.8% $15.78 456,784 26 Jul 2022 Direct F1
holding NPTN Common Stock 3,076 26 Jul 2022 As Trustee
holding NPTN Common Stock 32,465 26 Jul 2022 Trustee- CLAT F2
holding NPTN Common Stock 3,200 26 Jul 2022 Trustee-Family Trust
holding NPTN Common Stock 32,465 26 Jul 2022 Trustee-Spouse CLAT F3
holding NPTN Common Stock 3,798 26 Jul 2022 by Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 Represents shares held by Timothy S. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
F3 Represents shares held by Atsuko K. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
F4 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.