Timothy Storrs Jenks - Jul 26, 2022 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
CEO, Director
Signature
By: /s/ Barbara Rogan For: Timothy S. Jenks
Stock symbol
NPTN
Transactions as of
Jul 26, 2022
Transactions value $
-$134,130
Form type
4
Date filed
7/27/2022, 03:36 PM
Previous filing
Jul 22, 2022
Next filing
Aug 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Sale -$134K -8.5K -1.83% $15.78 457K Jul 26, 2022 Direct F1
holding NPTN Common Stock 3.08K Jul 26, 2022 As Trustee
holding NPTN Common Stock 32.5K Jul 26, 2022 Trustee- CLAT F2
holding NPTN Common Stock 3.2K Jul 26, 2022 Trustee-Family Trust
holding NPTN Common Stock 32.5K Jul 26, 2022 Trustee-Spouse CLAT F3
holding NPTN Common Stock 3.8K Jul 26, 2022 by Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 Represents shares held by Timothy S. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
F3 Represents shares held by Atsuko K. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
F4 Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.