Bandel L. Carano - May 23, 2022 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
Director
Signature
By: /s/ Barbara Rogan For: Bandel L. Carano
Stock symbol
NPTN
Transactions as of
May 23, 2022
Transactions value $
-$773
Form type
4
Date filed
5/24/2022, 07:05 PM
Previous filing
May 18, 2022
Next filing
Jun 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Options Exercise $50K +11.7K +72.81% $4.27 27.8K May 23, 2022 Direct
transaction NPTN Common Stock Sale -$50.8K -3.37K -12.13% $15.07 24.4K May 23, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NPTN Non-Qualified Stock Option (right to buy) Options Exercise $0 -11.7K -100% $0.00* 0 May 23, 2022 Common Stock 11.7K $4.27 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale to cover the exercise price of the options.