Bandel L. Carano - 23 May 2022 Form 4 Insider Report for NEOPHOTONICS CORP

Role
Director
Signature
By: /s/ Barbara Rogan For: Bandel L. Carano
Issuer symbol
N/A
Transactions as of
23 May 2022
Net transactions value
-$773
Form type
4
Filing time
24 May 2022, 19:05:33 UTC
Previous filing
18 May 2022
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Options Exercise $49,997 +11,709 +73% $4.27 27,791 23 May 2022 Direct
transaction NPTN Common Stock Sale $50,770 -3,370 -12% $15.07 24,421 23 May 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NPTN Non-Qualified Stock Option (right to buy) Options Exercise $0 -11,709 -100% $0.000000* 0 23 May 2022 Common Stock 11,709 $4.27 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale to cover the exercise price of the options.