Chiyue cheung - Dec 9, 2021 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
Chief Operating Officer
Signature
By: /s/ Barbara Rogan, Attorney-in-fact For: Chi Yue Raymond Cheung
Stock symbol
NPTN
Transactions as of
Dec 9, 2021
Transactions value $
-$765,750
Form type
4
Date filed
12/10/2021, 05:19 PM
Previous filing
Nov 8, 2021
Next filing
Jul 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Options Exercise $383K +75K $5.11 75K Dec 9, 2021 Direct
transaction NPTN Common Stock Disposed to Issuer -$1.15M -75K -100% $15.32 0 Dec 9, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NPTN Stock Appreciation Right Options Exercise $0 -75K -100% $0.00* 0 Dec 9, 2021 Common Stock 75K $5.11 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.