Elizabeth Eby - Nov 4, 2021 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
SVP, CFO, SVP, CFO
Signature
By: /s/ Barbara Rogan, Attorney-in-fact For: Elizabeth Lynne Eby
Stock symbol
NPTN
Transactions as of
Nov 4, 2021
Transactions value $
-$752,000
Form type
4
Date filed
11/8/2021, 05:20 PM
Previous filing
Aug 17, 2021
Next filing
Jul 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Sale -$752K -50K -12.01% $15.04 366K Nov 4, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.