Yuen Wupen - 04 Nov 2021 Form 4 Insider Report for NEOPHOTONICS CORP

Role
VICE PRESIDENT GLOBAL PRODUCT
Signature
By: /s/ Barbara Rogan, Attorney-in-fact For: Wupen Yuen
Issuer symbol
N/A
Transactions as of
04 Nov 2021
Net transactions value
-$730,748
Form type
4
Filing time
08 Nov 2021, 17:14:50 UTC
Previous filing
24 Aug 2021
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Sale $730,748 -48,587 -23% $15.04 166,897 04 Nov 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.