Yuen Wupen - Nov 4, 2021 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role
VICE PRESIDENT GLOBAL PRODUCT
Signature
By: /s/ Barbara Rogan, Attorney-in-fact For: Wupen Yuen
Stock symbol
NPTN
Transactions as of
Nov 4, 2021
Transactions value $
-$730,748
Form type
4
Date filed
11/8/2021, 05:14 PM
Previous filing
Aug 24, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NPTN Common Stock Sale -$731K -48.6K -22.55% $15.04 167K Nov 4, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.