Yuen Wupen - Jul 20, 2021 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Signature
By: /s/ Barbara Rogan, Attorney-in-fact For: Wupen Yuen
Stock symbol
NPTN
Transactions as of
Jul 20, 2021
Transactions value $
$0
Form type
4
Date filed
7/22/2021, 05:40 PM
Previous filing
Jul 2, 2021
Next filing
Aug 3, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
F2 25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.