Christopher S. Aisenbrey - 28 Feb 2026 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Human Resources Officer
Signature
/s/ Christopher S. Aisenbrey by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
28 Feb 2026
Net transactions value
-$20,207
Form type
4
Filing time
03 Mar 2026, 14:12:40 UTC
Previous filing
17 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Aisenbrey Christopher S Chief Human Resources Officer 880 CARILLON PARKWAY, ST. PETERSBURG /s/ Christopher S. Aisenbrey by Jonathan J. Doyle as Attorney-in-Fact 03 Mar 2026 0001913663

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +600 +3.5% $0.000000 17,622 28 Feb 2026 Direct F1
transaction RJF Common Stock Tax liability $20,207 -132 -0.75% $153.08 17,490 28 Feb 2026 Direct
holding RJF Common Stock 734 28 Feb 2026 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -600 -50% $0.000000 600 28 Feb 2026 Common Stock 600 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 27, 2026.
F3 RSUs vested 60% on 2/28/2025, 20% on 2/28/2026, and will vest 20% on 2/28/2027.

Remarks:

This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person and (ii) a disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting.