| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Chung Bruce | EVP & CFO | 804 CARNEGIE CENTER, PRINCETON | Christine Zoino, by Power of Attorney | 06 Jan 2026 | 0001940921 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NRG | Common Stock, par value $.01 per share | Options Exercise | $0 | +64,010 | +93% | $0.000000 | 132,625 | 02 Jan 2026 | Direct | F1 |
| transaction | NRG | Common Stock, par value $.01 per share | Options Exercise | $849,742 | +5,114 | +3.9% | $166.16 | 137,739 | 02 Jan 2026 | Direct | F2 |
| transaction | NRG | Common Stock, par value $.01 per share | Award | $0 | +4,626 | +3.4% | $0.000000 | 142,365 | 02 Jan 2026 | Direct | F3 |
| transaction | NRG | Common Stock, par value $.01 per share | Tax liability | $258,877 | -1,558 | -1.1% | $166.16 | 140,807 | 02 Jan 2026 | Direct | F4 |
| transaction | NRG | Common Stock, par value $.01 per share | Tax liability | $463,088 | -2,787 | -2% | $166.16 | 138,020 | 02 Jan 2026 | Direct | F5 |
| transaction | NRG | Common Stock, par value $.01 per share | Tax liability | $584,219 | -3,516 | -2.5% | $166.16 | 134,504 | 02 Jan 2026 | Direct | F6 |
| transaction | NRG | Common Stock, par value $.01 per share | Tax liability | $5,874,919 | -35,357 | -26% | $166.16 | 99,147 | 02 Jan 2026 | Direct | F7 |
| transaction | NRG | Common Stock, par value $.01 per share | Sale | $1,209,503 | -7,617 | -7.7% | $158.79 | 91,530 | 06 Jan 2026 | Direct | F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NRG | Dividend Equivalent Rights | Options Exercise | $849,742 | +5,114 | $166.16 | 5,114 | 02 Jan 2026 | Common Stock, par value $.01 per share | 5,114 | $0.000000 | Direct | ||
| transaction | NRG | Relative Performance Stock Units | Options Exercise | $0 | -64,010 | -100% | $0.000000 | 0 | 02 Jan 2026 | Common Stock, par value $.01 per share | 64,010 | $0.000000 | Direct | |
| transaction | NRG | Relative Performance Stock Units | Award | $0 | +9,393 | $0.000000 | 9,393 | 02 Jan 2026 | Common Stock, par value $.01 per share | 9,393 | $0.000000 | Direct | F9 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The Reporting Person was issued 64,010 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under NRG's Amended and Restated Long-Term Incentive Plan ("LTIP") that vested subject to certain performance conditions on January 2, 2026. |
| F2 | In connection with the vesting of the RPSUs described above, an incremental 5,114 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. |
| F3 | Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. |
| F4 | On January 2, 2025, the Reporting Person was issued 9,028 RSUs by NRG under the LTIP. On January 2, 2026, 3,006 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,558 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 40 DERs vested, resulting in the Reporting Person holding 409 DERs in the aggregate. |
| F5 | On January 2, 2024, the Reporting Person was issued 15,776 RSUs by NRG under the LTIP. On January 2, 2026, 5,253 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,787 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 195 DERs vested, resulting in the Reporting Person holding 449 DERs in the aggregate. |
| F6 | On January 2, 2023, the Reporting Person was issued 19,365 RSUs by NRG under the LTIP. On January 2, 2026, 6,468 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,516 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 516 DERs vested, resulting in the Reporting Person holding 644 DERs in the aggregate. |
| F7 | The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 35,357 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. |
| F8 | This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| F9 | On January 2, 2026, the Reporting Person was issued 9,393 RPSUs by NRG under the LTIP that vest on January 2, 2029, subject to certain performance conditions. |