Steven M. Raney - 15 Dec 2025 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Executive Chair RJBank
Signature
/s/ Steven M. Raney by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
15 Dec 2025
Net transactions value
-$402,907
Form type
4
Filing time
17 Dec 2025, 08:36:01 UTC
Previous filing
04 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Raney Steven M Executive Chair RJBank 880 CARILLON PARKWAY, ST. PETERSBURG /s/ Steven M. Raney by Jonathan J. Doyle as Attorney-in-Fact 17 Dec 2025 0001422342

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +3,264 +7% $0.000000 49,718 15 Dec 2025 Direct F1, F2
transaction RJF Common Stock Options Exercise $0 +1,474 +3% $0.000000 51,192 15 Dec 2025 Direct F1, F2
transaction RJF Common Stock Tax liability $89,626 -547 -1.1% $163.85 50,645 15 Dec 2025 Direct F2
transaction RJF Common Stock Tax liability $115,514 -705 -1.4% $163.85 49,940 15 Dec 2025 Direct F2
transaction RJF Common Stock Tax liability $197,767 -1,207 -2.4% $163.85 48,733 15 Dec 2025 Direct F2
holding RJF Common Stock 3,156 15 Dec 2025 ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -3,264 -60% $0.000000 2,176 15 Dec 2025 Common Stock 3,264 Direct F1, F4
transaction RJF Restricted Stock Units Award $0 +3,661 $0.000000 3,661 15 Dec 2025 Common Stock 3,661 Direct F1, F5
transaction RJF Restricted Stock Units Options Exercise $0 -1,474 -100% $0.000000 0 15 Dec 2025 Common Stock 1,474 Direct F1
transaction RJF Restricted Stock Units Award $0 +1,488 $0.000000 1,488 15 Dec 2025 Common Stock 1,488 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Includes 39 shares of common stock acquired on December 2, 2025 pursuant to the registrant's Employee Stock Purchase Plan.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 10, 2025.
F4 RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027.
F5 RSUs vest 60% on 12/15/2028, 20% on 12/15/2029, and 20% on 12/15/2030.
F6 Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Remarks:

This Form 4 reports (i) the vesting of RSUs awarded to the reporting person, (ii) dispositions by the reporting person to the issuer to cover tax liability in connection with such vesting, (iii) a grant of management RSUs to the reporting person, and (iv) a grant of RSUs as a portion of the annual bonus to the reporting person.