Thomas P. Carey - 03 Dec 2025 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Corporate VP
Signature: Maria Allen, Power of Attorney
Issuer symbol: BR
Transactions as of: 03 Dec 2025
Net transactions value: -$1,062,375
Form type: 4
Filing time: 04 Dec 2025, 14:02:02 UTC
Previous filing: 14 May 2025
Next filing: 06 Mar 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Carey Thomas P	Corporate VP	5 DAKOTA DRIVE, LAKE SUCCESS	Maria Allen, Power of Attorney	04 Dec 2025	0001731499

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$888,420	+6,000	+99%	$148.07	12,077	03 Dec 2025	Direct
transaction	BR	Common Stock	Options Exercise	$390,822	+4,163	+34%	$93.88	16,240	03 Dec 2025	Direct
transaction	BR	Common Stock	Sale	$263,644	-1,150	-7.1%	$229.26	15,090	03 Dec 2025	Direct	F1
transaction	BR	Common Stock	Sale	$806,063	-3,516	-23%	$229.26	11,574	03 Dec 2025	Direct	F1
transaction	BR	Common Stock	Sale	$1,271,911	-5,548	-48%	$229.26	6,026	03 Dec 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-4,163	-100%	$0.000000	0	03 Dec 2025	Common Stock	4,163	$93.88	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-6,000	-41%	$0.000000	8,548	03 Dec 2025	Common Stock	6,000	$148.07	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.89 - $229.71, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.89 - $229.71, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.