Katherine H. Larson - 30 Nov 2025 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Accounting Officer
Signature
/s/ Katherine H. Larson by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
30 Nov 2025
Net transactions value
-$68,862
Form type
4
Filing time
02 Dec 2025, 16:44:35 UTC
Previous filing
25 Nov 2025
Next filing
09 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Larson Katherine H Chief Accounting Officer 880 CARILLON PARKWAY, ST. PETERSBURG /s/ Katherine H. Larson by Jonathan J. Doyle as Attorney-in-Fact 02 Dec 2025 0002034572

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +863 +143% $0.000000 1,465 30 Nov 2025 Direct F1
transaction RJF Common Stock Options Exercise $0 +525 +36% $0.000000 1,990 30 Nov 2025 Direct F1
transaction RJF Common Stock Options Exercise $0 +332 +17% $0.000000 2,322 30 Nov 2025 Direct F1
transaction RJF Common Stock Tax liability $12,523 -80 -3.4% $156.54 2,242 30 Nov 2025 Direct
transaction RJF Common Stock Tax liability $20,037 -128 -5.7% $156.54 2,114 30 Nov 2025 Direct
transaction RJF Common Stock Tax liability $32,873 -210 -9.9% $156.54 1,904 30 Nov 2025 Direct
transaction RJF Common Stock Options Exercise $0 +93 +4.9% $0.000000 1,997 02 Dec 2025 Direct F1
transaction RJF Common Stock Tax liability $3,428 -22 -1.1% $155.83 1,975 02 Dec 2025 Direct
holding RJF Common Stock 193 30 Nov 2025 By spouse through ESOP F2
holding RJF Common Stock 493 30 Nov 2025 ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -525 -100% $0.000000 0 30 Nov 2025 Common Stock 525 Direct F1, F4
transaction RJF Restricted Stock Units Options Exercise $0 -332 -50% $0.000000 332 30 Nov 2025 Common Stock 332 Direct F1, F5
transaction RJF Restricted Stock Units Options Exercise $0 -863 -60% $0.000000 576 30 Nov 2025 Common Stock 863 Direct F1, F6
transaction RJF Restricted Stock Units Options Exercise $0 -93 -100% $0.000000 0 02 Dec 2025 Common Stock 93 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.
F4 RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.
F5 RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.
F6 RSUs vested 60% on 11/30/2025 and will vest 20% on 11/30/2026 and 20% on 11/30/2027.

Remarks:

This Form 4 reports (i) the vesting of RSUs awarded to the reporting person and (ii) dispositions by the reporting person to the issuer to cover the tax liability in connection with such vesting.