| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Collazo Jose M | President and COO, Director | 325 HAMILTON AVENUE, WHITE PLAINS | /s/ Jose M. Collazo | 19 Nov 2025 | 0001542615 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NECB | Common Stock | Tax liability | $118,036 | -6,050 | -28% | $19.51 | 15,280 | 17 Nov 2025 | Direct | F1 |
| holding | NECB | Common Stock | 10,168 | 17 Nov 2025 | By 401(k) | F2 | |||||
| holding | NECB | Common Stock | 29,785 | 17 Nov 2025 | By ESOP | ||||||
| holding | NECB | Common Stock | 6,613 | 17 Nov 2025 | By Spouse 401(k) | F2 | |||||
| holding | NECB | Common Stock | 12,768 | 17 Nov 2025 | By Spouse ESOP | ||||||
| holding | NECB | Common Stock | 2,000 | 17 Nov 2025 | By Spouse Stock Award | F3 | |||||
| holding | NECB | Common Stock | 21,916 | 17 Nov 2025 | By Stock Award | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | NECB | Stock Option (right to buy) | 136,977 | 17 Nov 2025 | Common Stock | 136,977 | $14.08 | Direct | F5 | |||||
| holding | NECB | Stock Option (right to buy) | 12,500 | 17 Nov 2025 | Common Stock | 12,500 | $14.08 | By Spouse | F6 |
| Id | Content |
|---|---|
| F1 | The number of shares held directly includes certain shares that were previously held by Stock Award and by Spouse Stock Award which have subsequently vested. |
| F2 | This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c). |
| F3 | Stock Awards granted pursuant to the NorthEast Community Bancorp, Inc. 2022 Equity Incentive Plan vest in five equal annual installments commencing on November 17, 2023. |
| F4 | Stock Awards granted pursuant to the NorthEast Community Bancorp, Inc. 2022 Equity Incentive Plan vest in five approximately equal annual installments commencing on November 17, 2023. |
| F5 | Stock Options granted pursuant to the NorthEast Community Bancorp, Inc. 2022 Equity Incentive Plan vest in five approximately equal annual installments commencing on November 17, 2023. |
| F6 | Stock Options granted pursuant to the NorthEast Community Bancorp, Inc. 2022 Equity Incentive Plan vest in five equal annual installments commencing on November 17, 2023. |