Robert N. Duelks - 13 Nov 2025 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Director
Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
13 Nov 2025
Net transactions value
$0
Form type
4
Filing time
17 Nov 2025, 13:39:13 UTC
Previous filing
03 Oct 2025
Next filing
06 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Duelks Robert N Director 5 DAKOTA DRIVE, LAKE SUCCESS Maria Allen, Power of Attorney 17 Nov 2025 0001477044

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Award $0 +459 +2.2% $0.000000 20,977 13 Nov 2025 Direct F1
holding BR Common Stock 4,960 13 Nov 2025 BOMAR II LLC
holding BR Common Stock 17,000 13 Nov 2025 Mary E. Duelks 2007 Revocable Trust
holding BR Common Stock 8,853 13 Nov 2025 Robert N. Duelks 2007 Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Award $0 +1,758 $0.000000 1,758 13 Nov 2025 Common Stock 1,758 $225.61 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
F2 Stock options vest immediately upon grant.