| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Leopold Robin | Head of Human Resources | 383 MADISON AVENUE, NEW YORK | /s/ Irene E. Han under POA | 07 Nov 2025 | 0001726825 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Sale | $301,311 | -966 | -1.6% | $311.92 | 58,479 | 07 Nov 2025 | Direct | |
| holding | JPM | Common Stock | 9,333 | 07 Nov 2025 | By GRAT | ||||||
| holding | JPM | Common Stock | 9,333 | 07 Nov 2025 | By Spouse's GRAT |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).