Scott A. Curtis - 21 Feb 2014 Form 3/A - Amendment Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Operating Officer
Signature
/s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
21 Feb 2014
Net transactions value
$0
Form type
3/A - Amendment
Filing time
30 Sep 2025, 18:46:55 UTC
Date Of Original Report
28 Feb 2014
Next filing
30 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Curtis Scott A Chief Operating Officer 880 CARILLON PARKWAY, ST. PETERSBURG /s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact 28 Feb 2014 0001601143

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RJF Common Stock 30,087 21 Feb 2014 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RJF Employee Stock Option (right to buy) 21 Feb 2014 Common Stock 1,200 $16.85 Direct
holding RJF Employee Stock Option (right to buy) 21 Feb 2014 Common Stock 15,000 $18.07 Direct F2
holding RJF Employee Stock Option (right to buy) 21 Feb 2014 Common Stock 15,000 $25.25 Direct F3
holding RJF Employee Stock Option (right to buy) 21 Feb 2014 Common Stock 15,000 $32.13 Direct F4
holding RJF Restricted Stock Units 21 Feb 2014 Common Stock 15,000 Direct F5, F6
holding RJF Restricted Stock Units 21 Feb 2014 Common Stock 1,125 Direct F6
holding RJF Restricted Stock Units 21 Feb 2014 Common Stock 2,900 Direct F6
holding RJF Restricted Stock Units 21 Feb 2014 Common Stock 2,780 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amount reflects corrected shares of common stock beneficially owned by the reporting person.
F2 10,000 stock options granted on 11/22/2011; 60% vested on 11/22/2014; 20% will vest on 11/22/2015 and 20% on 11/22/2016.
F3 The stock option vests 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
F4 The stock option vests 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.
F5 The restricted stock units vest 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.
F6 Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.

Remarks:

This amended Form 3 corrects the previously reported number of shares of common stock beneficially owned by the reporting person. There have been no changes to information disclosed on Table II. curtispoa.txt