| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Pandya Gaurang | President, CSA | 13995 PASTEUR BOULEVARD, PALM BEACH GARDENS | /s/ Erin O'Neal as Attorney-in-Fact | 12 Aug 2025 | 0002049959 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CARR | Common Stock | Options Exercise | $0 | +66 | +0.39% | $0.000000 | 16,879 | 08 Aug 2025 | Direct | F1 |
| transaction | CARR | Common Stock | Tax liability | $1,915 | -29 | -0.17% | $66.03 | 16,850 | 08 Aug 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CARR | Restricted Stock Unit RSU | Award | $0 | +66 | $0.000000 | 66 | 08 Aug 2025 | Common Stock | 66 | Direct | F1, F2 | ||
| transaction | CARR | Restricted Stock Unit RSU | Options Exercise | $0 | -66 | -100% | $0.000000 | 0 | 08 Aug 2025 | Common Stock | 66 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| F2 | On August 1, 2022, the reporting person was granted RSUs. On August 1, 2025, the reporting person reported that previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until August 8, 2025. |