| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Rohrbaugh Troy L | Co-CEO CIB | 383 MADISON AVENUE, NEW YORK | /s/ Holly Youngwood under POA | 2025-05-12 | 0002010711 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Sale | -$3.29M | -12.5K | -7.64% | $263.08 | 151K | May 12, 2025 | Direct | |
| holding | JPM | Common Stock | 91.4 | May 12, 2025 | By 401(k) |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).