Richard John Stingi - Apr 1, 2025 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Corporate VP and CHRO
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Apr 1, 2025
Transactions value $
-$423,855
Form type
4
Date filed
4/3/2025, 04:26 PM
Previous filing
Feb 5, 2025
Next filing
May 7, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +1.51K +23.14% $0.00 8.04K Apr 1, 2025 Direct F1
transaction BR Common Stock Tax liability -$189K -772 -9.6% $244.72 7.27K Apr 1, 2025 Direct
transaction BR Common Stock Tax liability -$235K -960 -13.21% $244.72 6.31K Apr 1, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Options Exercise $0 -1.51K -100% $0.00 0 Apr 1, 2025 Common Stock 1.51K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 1,511 Restricted Stock Units vested and converted into an equal number of shares of common stock
F2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,860 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1,2025.