| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MWA | Common Stock | Options Exercise | $451,973 | +38,109 | +48% | $11.86 | 118,337 | 05 Mar 2025 | Direct | |
| transaction | MWA | Common Stock | Options Exercise | $509,454 | +37,350 | +32% | $13.64 | 155,687 | 05 Mar 2025 | Direct | |
| transaction | MWA | Common Stock | Options Exercise | $359,073 | +31,470 | +20% | $11.41 | 187,157 | 05 Mar 2025 | Direct | |
| transaction | MWA | Common Stock | Options Exercise | $260,104 | +19,675 | +11% | $13.22 | 206,832 | 05 Mar 2025 | Direct | |
| transaction | MWA | Common Stock | Sale | $42,630 | -1,710 | -0.83% | $24.93 | 205,122 | 05 Mar 2025 | Direct | F1 |
| transaction | MWA | Common Stock | Sale | $62,175 | -2,494 | -1.2% | $24.93 | 202,628 | 05 Mar 2025 | Direct | F1 |
| transaction | MWA | Common Stock | Sale | $80,275 | -3,220 | -1.6% | $24.93 | 199,408 | 05 Mar 2025 | Direct | F1 |
| transaction | MWA | Common Stock | Sale | $201,631 | -8,089 | -4.1% | $24.93 | 191,319 | 05 Mar 2025 | Direct | F1, F2 |
| transaction | MWA | Common Stock | Sale | $368,887 | -14,799 | -7.7% | $24.93 | 176,520 | 05 Mar 2025 | Direct | F1, F3 |
| transaction | MWA | Common Stock | Sale | $490,423 | -19,675 | -11% | $24.93 | 156,845 | 05 Mar 2025 | Direct | F1, F4 |
| transaction | MWA | Common Stock | Sale | $783,046 | -31,470 | -20% | $24.88 | 125,375 | 05 Mar 2025 | Direct | F1, F5 |
| transaction | MWA | Common Stock | Sale | $929,257 | -37,350 | -30% | $24.88 | 88,025 | 05 Mar 2025 | Direct | F1, F5 |
| transaction | MWA | Common Stock | Sale | $948,068 | -38,109 | -43% | $24.88 | 49,916 | 05 Mar 2025 | Direct | F1, F5 |
| transaction | MWA | Common Stock | Sale | $958,195 | -38,517 | -77% | $24.88 | 11,399 | 05 Mar 2025 | Direct | F1, F6, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MWA | Stock Option (Right to Buy) | Options Exercise | $260,104 | -19,675 | -33% | $13.22 | 39,350 | 05 Mar 2025 | Common Stock | 19,675 | $13.22 | Direct | F8 |
| transaction | MWA | Stock Option (Right to Buy) | Options Exercise | $359,073 | -31,470 | -67% | $11.41 | 15,735 | 05 Mar 2025 | Common Stock | 31,470 | $11.41 | Direct | F8 |
| transaction | MWA | Stock Option (Right to Buy) | Options Exercise | $509,454 | -37,350 | -100% | $13.64 | 0 | 05 Mar 2025 | Common Stock | 37,350 | $13.64 | Direct | F9 |
| transaction | MWA | Stock Option (Right to Buy) | Options Exercise | $451,973 | -38,109 | -100% | $11.86 | 0 | 05 Mar 2025 | Common Stock | 38,109 | $11.86 | Direct | F9 |
Steven S. Heinrichs is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2024. |
| F2 | The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $24.785 to $25.000, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F3 | The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $24.800 to $25.000, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F4 | The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $24.780 to $25.000, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F5 | The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $24.635 to $25.000, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F6 | The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $24.645 to $25.000, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F7 | Includes 11,398.651025 shares acquired under the Employee Stock Purchase Plan ("ESPP"). |
| F8 | The stock options vest in three equal annual installments beginning on the first anniversary of the grant date. |
| F9 | The stock options vested in three equal annual installments beginning on the first anniversary of the grant date. |