Christopher S. Aisenbrey - 28 Feb 2025 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Human Resources Officer
Signature
/s/ Christopher S. Aisenbrey by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
28 Feb 2025
Net transactions value
-$71,313
Form type
4
Filing time
28 Feb 2025, 15:41:56 UTC
Previous filing
17 Dec 2024
Next filing
02 Dec 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +1,800 +14% $0.000000 14,599 28 Feb 2025 Direct F1
transaction RJF Common Stock Tax liability $71,313 -470 -3.2% $151.73 14,129 28 Feb 2025 Direct
holding RJF Common Stock 655 28 Feb 2025 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -1,800 -60% $0.000000 1,200 28 Feb 2025 Common Stock 1,800 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 27, 2025.
F3 RSUs vested 60% on 2/28/2025 and will vest 20% on 2/28/2026 and 20% on 2/28/2027.

Remarks:

This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person and (ii) a disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting.