Cecily Mistarz - 20 Feb 2025 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Director
Signature
/s/ Cecily Mistarz by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
20 Feb 2025
Net transactions value
$0
Form type
4
Filing time
24 Feb 2025, 16:30:03 UTC
Previous filing
21 May 2024
Next filing
20 May 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +1,253 $0.000000 1,253 20 Feb 2025 Common Stock 1,253 Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +250 +20% $0.000000 1,503 20 Feb 2025 Common Stock 250 Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +250 +17% $0.000000 1,753 20 Feb 2025 Common Stock 250 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2026.

Remarks:

This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors, (ii) a grant of RSUs to non-executive directors of Raymond James Bank, a subsidiary of registrant, and (iii) a grant of RSUs to non-executive directors of TriState Capital Bank, a subsidiary of registrant.