Jennifer Rumsey - 27 Jan 2025 Form 4 Insider Report for CUMMINS INC (CMI)

Role
Chair and CEO, Director
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
27 Jan 2025
Net transactions value
-$188
Form type
4
Filing time
29 Jan 2025, 15:59:52 UTC
Previous filing
03 Jan 2025
Next filing
20 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Sale $188 -1 -0.04% $348.84 1,481 27 Jan 2025 By 401(k) Plan F1, F2
holding CMI Common 23,154 27 Jan 2025 Direct
holding CMI Common 11,373 27 Jan 2025 GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 4,570 27 Jan 2025 Common 4,570 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 13,320 27 Jan 2025 Common 13,320 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 8,760 27 Jan 2025 Common 8,760 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 6,950 27 Jan 2025 Common 6,950 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 12,330 27 Jan 2025 Common 12,330 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1,235 27 Jan 2025 Common 1,235 $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person made a withdrawal from the 401(k) Plan, which included a withdrawal from the Cummins Stock Fund. The number of shares sold was estimated by dividing the dollar amount withdrawn from the fund by the closing price on the date of the transaction. Because the Cummins Stock Fund is a unitized account, the actual number of shares and share price is not known.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.