Gerald Alfred Spencer - Jan 2, 2025 Form 4 Insider Report for NRG ENERGY, INC. (NRG)

Role
SVP & Chief Accounting Officer
Signature
Christine Zoino, by Power of Attorney
Stock symbol
NRG
Transactions as of
Jan 2, 2025
Transactions value $
-$50,271
Form type
4
Date filed
1/6/2025, 05:04 PM
Previous filing
Nov 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRG Common Stock, par value $.01 per share Award $0 +2K +34.61% $0.00 7.78K Jan 2, 2025 Direct F1
transaction NRG Common Stock, par value $.01 per share Tax liability -$16.3K -176 -2.26% $92.75 7.61K Jan 2, 2025 Direct F2
transaction NRG Common Stock, par value $.01 per share Tax liability -$33.9K -366 -4.81% $92.75 7.24K Jan 2, 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NRG Relative Performance Stock Units Award $0 +3.15K $0.00 3.15K Jan 2, 2025 Common Stock, par value $.01 per share 3.15K $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
F2 On January 2, 2024, the Reporting Person was issued 1,739 RSUs by NRG under the LTIP. On January 2, 2025, 579 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 176 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 13 DERs vested, resulting in the Reporting Person holding 112 DERs in the aggregate.
F3 On January 2, 2024, the Reporting Person was issued 3,622 RSUs by NRG under the LTIP. On January 2, 2025, 1,206 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 366 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 28 DERs vested, resulting in the Reporting Person holding 84 DERs in the aggregate.
F4 On January 2, 2025, the Reporting Person was issued 3,151 RPSUs by NRG under the LTIP that vest on January 2, 2028, subject to certain performance conditions.