Amy Rochelle Davis - 03 Apr 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP & Pres. - Accelera and Com
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
03 Apr 2023
Net transactions value
$0
Form type
4
Filing time
03 Dec 2024, 18:14:45 UTC
Previous filing
16 Mar 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +2,020 +21% $0.000000 11,501 03 Apr 2023 Direct F1
transaction CMI Common Award $0 +3,708 +32% $0.000000 15,209 30 Nov 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 2,130 03 Apr 2023 Common 2,130 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 685 03 Apr 2023 Common 685 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 1,300 03 Apr 2023 Common 1,300 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 2,160 03 Apr 2023 Common 2,160 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 800 03 Apr 2023 Common 800 $170.95 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects 2,020 restricted stock units that vest on March 1, 2026.
F2 Represents matching restricted stock units granted under the Cummins Inc. Deposit Share Program that will vest on May 31, 2028 and be settled in shares of Cummins Inc. common stock to the extent the vesting conditions of the Program are satisfied. Due to contingencies in the Program, the number of units became determinable on November 30, 2024.