Amy Rochelle Davis - Apr 3, 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Apr 3, 2023
Transactions value $
$0
Form type
4
Date filed
12/3/2024, 06:14 PM
Previous filing
Mar 16, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +2.02K +21.31% $0.00 11.5K Apr 3, 2023 Direct F1
transaction CMI Common Award $0 +3.71K +32.24% $0.00 15.2K Nov 30, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 2.13K Apr 3, 2023 Common 2.13K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 685 Apr 3, 2023 Common 685 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 1.3K Apr 3, 2023 Common 1.3K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 2.16K Apr 3, 2023 Common 2.16K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 800 Apr 3, 2023 Common 800 $170.95 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects 2,020 restricted stock units that vest on March 1, 2026.
F2 Represents matching restricted stock units granted under the Cummins Inc. Deposit Share Program that will vest on May 31, 2028 and be settled in shares of Cummins Inc. common stock to the extent the vesting conditions of the Program are satisfied. Due to contingencies in the Program, the number of units became determinable on November 30, 2024.