Scott A. Curtis - Nov 30, 2024 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Operating Officer
Signature
/s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Nov 30, 2024
Transactions value $
-$313,676
Form type
4
Date filed
12/3/2024, 05:25 PM
Previous filing
Nov 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +3.79K +2.05% $0.00 189K Nov 30, 2024 Direct F1
transaction RJF Common Stock Options Exercise $0 +1.5K +0.79% $0.00 190K Nov 30, 2024 Direct F1
transaction RJF Common Stock Tax liability -$88.9K -525 -0.28% $169.28 190K Nov 30, 2024 Direct
transaction RJF Common Stock Tax liability -$225K -1.33K -0.7% $169.28 188K Nov 30, 2024 Direct
transaction RJF Common Stock Gift $0 -1K -0.53% $0.00 187K Dec 3, 2024 Direct
holding RJF Common Stock 4.09K Nov 30, 2024 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -1.5K -50% $0.00 1.5K Nov 30, 2024 Common Stock 1.5K Direct F1, F3
transaction RJF Restricted Stock Units Options Exercise $0 -3.79K -60.01% $0.00 2.53K Nov 30, 2024 Common Stock 3.79K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.
F3 RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.
F4 RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Remarks:

This Form 4 reports (i) the partial vestings of RSUs awarded to the reporting person, (ii) dispositions by the reporting person to the issuer to cover the tax liability in connection with such vestings, and (iii) the gift of shares by the reporting person.