Jonathan W. Oorlog JR - Nov 30, 2024 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Financial Officer
Signature
/s/ Jonathan W. Oorlog, Jr. by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Nov 30, 2024
Transactions value $
-$141,956
Form type
4
Date filed
12/3/2024, 05:16 PM
Previous filing
Nov 26, 2024
Next filing
Dec 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +1.53K +9.41% $0.00 17.8K Nov 30, 2024 Direct F1
transaction RJF Common Stock Options Exercise $0 +1.22K +6.88% $0.00 19K Nov 30, 2024 Direct F1
transaction RJF Common Stock Options Exercise $0 +750 +3.95% $0.00 19.7K Nov 30, 2024 Direct F1
transaction RJF Common Stock Tax liability -$29.5K -174 -0.88% $169.28 19.6K Nov 30, 2024 Direct
transaction RJF Common Stock Tax liability -$47.7K -282 -1.44% $169.28 19.3K Nov 30, 2024 Direct
transaction RJF Common Stock Tax liability -$59.8K -353 -1.83% $169.28 18.9K Nov 30, 2024 Direct
transaction RJF Common Stock Options Exercise $0 +139 +0.73% $0.00 19.1K Dec 3, 2024 Direct F1
transaction RJF Common Stock Tax liability -$5.01K -30 -0.16% $166.95 19K Dec 3, 2024 Direct
holding RJF Common Stock 2.41K Nov 30, 2024 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -750 -50% $0.00 750 Nov 30, 2024 Common Stock 750 Direct F1, F3
transaction RJF Restricted Stock Units Options Exercise $0 -1.22K -26.66% $0.00 3.36K Nov 30, 2024 Common Stock 1.22K Direct F1, F4
transaction RJF Restricted Stock Units Options Exercise $0 -1.53K -45.45% $0.00 1.83K Nov 30, 2024 Common Stock 1.53K Direct F1, F4
transaction RJF Restricted Stock Units Options Exercise $0 -139 -100% $0.00 0 Dec 3, 2024 Common Stock 139 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.
F3 RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.
F4 RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Remarks:

This Form 4 reports (i) the partial vestings of RSUs awarded to the reporting person, (ii) the vesting of RSUs awarded to the reporting person, and (iii) dispositions by the reporting person to the issuer to cover the tax liability in connection with such vestings.