Shannon B. Reid - 22 Nov 2024 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
President, ICD
Signature
/s/ Shannon B. Reid by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
22 Nov 2024
Net transactions value
-$14,904
Form type
4
Filing time
26 Nov 2024, 17:46:32 UTC
Previous filing
07 Mar 2024
Next filing
03 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +375 +5.1% $0.000000 7,749 22 Nov 2024 Direct F1, F2
transaction RJF Common Stock Tax liability $14,904 -91 -1.2% $163.78 7,658 22 Nov 2024 Direct F2
holding RJF Common Stock 2,077 22 Nov 2024 ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -375 -100% $0.000000 0 22 Nov 2024 Common Stock 375 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Includes 29 shares of common stock acquired on June 4, 2024 and 29 shares of common stock acquired on September 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.
F4 RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024.

Remarks:

This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person and (ii) a disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting.