Thomas P. Carey - 11 Nov 2024 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
11 Nov 2024
Net transactions value
-$1,597,850
Form type
4
Filing time
12 Nov 2024, 12:49:00 UTC
Previous filing
14 Aug 2024
Next filing
04 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $560,370 +5,969 +41% $93.88 20,446 11 Nov 2024 Direct
transaction BR Common Stock Options Exercise $281,640 +3,000 +15% $93.88 23,446 11 Nov 2024 Direct
transaction BR Common Stock Sale $574,979 -2,535 -11% $226.82 20,911 11 Nov 2024 Direct F1
transaction BR Common Stock Sale $720,594 -3,177 -15% $226.82 17,734 11 Nov 2024 Direct F1
transaction BR Common Stock Sale $1,144,287 -5,045 -28% $226.82 12,689 11 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Options Exercise $0 -3,000 -23% $0.000000 10,132 11 Nov 2024 Common Stock 3,000 $93.88 Direct
transaction BR Stock Option (Right to Buy) Options Exercise $0 -5,969 -59% $0.000000 4,163 11 Nov 2024 Common Stock 5,969 $93.88 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.52 - $227.30, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.