Thomas P. Carey - Nov 11, 2024 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Corporate VP
Signature: Maria Allen, Power of Attorney
Stock symbol: BR
Transactions as of: Nov 11, 2024
Transactions value $: -$1,597,850
Form type: 4
Date filed: 11/12/2024, 12:49 PM
Previous filing: Aug 14, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$560K	+5.97K	+41.23%	$93.88	20.4K	Nov 11, 2024	Direct
transaction	BR	Common Stock	Options Exercise	$282K	+3K	+14.67%	$93.88	23.4K	Nov 11, 2024	Direct
transaction	BR	Common Stock	Sale	-$575K	-2.54K	-10.81%	$226.82	20.9K	Nov 11, 2024	Direct	F1
transaction	BR	Common Stock	Sale	-$721K	-3.18K	-15.19%	$226.82	17.7K	Nov 11, 2024	Direct	F1
transaction	BR	Common Stock	Sale	-$1.14M	-5.05K	-28.45%	$226.82	12.7K	Nov 11, 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-3K	-22.84%	$0.00	10.1K	Nov 11, 2024	Common Stock	3K	$93.88	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-5.97K	-58.91%	$0.00	4.16K	Nov 11, 2024	Common Stock	5.97K	$93.88	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.52 - $227.30, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.52 - $227.30, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.