Richard J. Daly - 06 Sep 2024 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Executive Chairman, Director
Signature: Maria Allen, Power of Attorney
Issuer symbol: BR
Transactions as of: 06 Sep 2024
Net transactions value: -$2,853,101
Form type: 4
Filing time: 09 Sep 2024, 14:03:45 UTC
Previous filing: 14 Aug 2024
Next filing: 22 Nov 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$1,702,603	+14,510	+13%	$117.34	127,032	06 Sep 2024	Direct
transaction	BR	Common Stock	Sale	$1,876,855	-9,038	-7.1%	$207.66	117,994	06 Sep 2024	Direct	F1
transaction	BR	Common Stock	Sale	$2,678,849	-12,900	-11%	$207.66	105,094	06 Sep 2024	Direct	F1
holding	BR	Common Stock						2,700	06 Sep 2024	2020 Grandchild Trust
holding	BR	Common Stock						15,000	06 Sep 2024	by The EED 2012 Trust
holding	BR	Common Stock						15,000	06 Sep 2024	by The KLD 2012 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-14,510	-100%	$0.000000	0	06 Sep 2024	Common Stock	14,510	$117.34	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.95 - $208.46, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.95 - $208.46, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.