CHRISTOPHER JOHN PERRY - 16 Aug 2024 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
President
Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
16 Aug 2024
Net transactions value
-$63,000
Form type
4
Filing time
16 Aug 2024, 17:05:22 UTC
Previous filing
15 Aug 2024
Next filing
19 Aug 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $47,827 +323 +0.48% $148.07 67,554 16 Aug 2024 Direct
transaction BR Common Stock Sale $63,000 -300 -0.44% $210.00 67,254 16 Aug 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Options Exercise $47,827 -323 -2.1% $148.07 14,899 16 Aug 2024 Common Stock 323 $148.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).