CHRISTOPHER JOHN PERRY - 14 Aug 2024 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
President
Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
14 Aug 2024
Net transactions value
-$1,840,908
Form type
4
Filing time
15 Aug 2024, 14:39:46 UTC
Previous filing
14 Aug 2024
Next filing
15 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $2,186,649 +15,097 +23% $144.84 79,525 14 Aug 2024 Direct
transaction BR Common Stock Options Exercise $1,156,268 +9,854 +12% $117.34 89,379 14 Aug 2024 Direct
transaction BR Common Stock Options Exercise $1,356,281 +9,375 +10% $144.67 98,754 14 Aug 2024 Direct
transaction BR Common Stock Sale $1,802,453 -8,701 -8.8% $207.15 90,053 14 Aug 2024 Direct F1
transaction BR Common Stock Sale $1,827,676 -8,824 -9.8% $207.13 81,229 14 Aug 2024 Direct F2
transaction BR Common Stock Sale $2,909,978 -14,014 -17% $207.65 67,215 14 Aug 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Options Exercise $0 -9,854 -100% $0.000000* 0 14 Aug 2024 Common Stock 9,854 $117.34 Direct
transaction BR Stock Option (Right to Buy) Options Exercise $0 -15,097 -50% $0.000000 15,098 14 Aug 2024 Common Stock 15,097 $144.84 Direct
transaction BR Stock Option (Right to Buy) Options Exercise $0 -9,375 -25% $0.000000 28,127 14 Aug 2024 Common Stock 9,375 $144.67 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.3900 - $208.2800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.3900 - $208.2800, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.3000 - $209.5500, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.