Gregory Hayes - Jul 31, 2024 Form 4 Insider Report for RTX Corp (RTX)

Signature
/s/ Edward G. Perrault as Attorney-in-Fact
Stock symbol
RTX
Transactions as of
Jul 31, 2024
Transactions value $
-$15,879,996
Form type
4
Date filed
8/1/2024, 05:11 PM
Previous filing
Jul 2, 2024
Next filing
Aug 2, 2024

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Stock Appreciation Right Options Exercise $0 -272K -100% $0.00* 0 Jul 31, 2024 Common Stock 272K $76.00 Direct
transaction RTX Stock Appreciation Right Options Exercise $0 -129K -100% $0.00* 0 Jul 31, 2024 Common Stock 129K $82.35 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2 The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $117.6603 to $117.7350 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3 The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $117.6706 to $117.8900 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.