GREGORY HAYES - 31 Jul 2024 Form 4 Insider Report for RTX Corp (RTX)

Signature
/s/ Edward G. Perrault as Attorney-in-Fact
Issuer symbol
RTX
Transactions as of
31 Jul 2024
Net transactions value
-$15,879,996
Form type
4
Filing time
01 Aug 2024, 17:11:05 UTC
Previous filing
02 Jul 2024
Next filing
02 Aug 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $20,635,596 +271,521 +48% $76.00 838,244 31 Jul 2024 Direct F1
transaction RTX Common Stock Options Exercise $10,585,351 +128,541 +15% $82.35 966,785 31 Jul 2024 Direct F1
transaction RTX Common Stock Disposed to Issuer $1,635,526 -13,891 -1.4% $117.74 952,894 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $1,899,934 -16,123 -1.7% $117.84 936,771 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $1,899,896 -16,135 -1.7% $117.75 920,636 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $1,899,883 -16,139 -1.8% $117.72 904,497 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $1,899,900 -16,146 -1.8% $117.67 888,351 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $2,058,748 -17,490 -2% $117.71 870,861 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $2,058,633 -17,492 -2% $117.69 853,369 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $2,058,706 -17,506 -2.1% $117.60 835,863 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $3,799,992 -32,258 -3.9% $117.80 803,605 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $3,799,905 -32,260 -4% $117.79 771,345 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $3,799,914 -32,282 -4.2% $117.71 739,063 31 Jul 2024 Direct
transaction RTX Common Stock Disposed to Issuer $4,408,967 -37,453 -5.1% $117.72 701,610 31 Jul 2024 Direct
transaction RTX Common Stock Sale $4,543,181 -38,600 -5.5% $117.70 663,010 31 Jul 2024 Direct F2
transaction RTX Common Stock Sale $11,337,756 -96,287 -15% $117.75 566,723 31 Jul 2024 Direct F3
holding RTX Common Stock 1,096 31 Jul 2024 By Children's Trust Accounts
holding RTX Common Stock 12,795 31 Jul 2024 By Savings Plan Trustee
holding RTX Common Stock 874 31 Jul 2024 By Spouse
holding RTX Common Stock 2,868 31 Jul 2024 By Spouse's Savings Plan Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Stock Appreciation Right Options Exercise $0 -271,521 -100% $0.000000* 0 31 Jul 2024 Common Stock 271,521 $76.00 Direct
transaction RTX Stock Appreciation Right Options Exercise $0 -128,541 -100% $0.000000* 0 31 Jul 2024 Common Stock 128,541 $82.35 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2 The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $117.6603 to $117.7350 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3 The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $117.6706 to $117.8900 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.