Troy D. Brunk - Jul 17, 2024 Form 3 Insider Report for RTX Corp (RTX)

Role
President, Collins Aerospace
Signature
/s/ Michelle G. Gewandter, as Attorney-In-Fact
Stock symbol
RTX
Transactions as of
Jul 17, 2024
Transactions value $
$0
Form type
3
Date filed
7/26/2024, 11:43 AM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RTX Common Stock 2.87K Jul 17, 2024 Direct F1
holding RTX Common Stock 2.29K Jul 17, 2024 By Savings Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RTX Restricted Stock Units Jul 17, 2024 Common Stock 11.2K Direct F2
holding RTX Restricted Stock Units Jul 17, 2024 Common Stock 2.48K Direct F3
holding RTX Restricted Stock Units Jul 17, 2024 Common Stock 2.23K Direct F3
holding RTX Restricted Stock Units Jul 17, 2024 Common Stock 3.83K Direct F3
holding RTX Rockwell NQSP Jul 17, 2024 Common Stock 146 Direct F4
holding RTX SRP Stock Unit Jul 17, 2024 Common Stock 475 Direct F5
holding RTX Stock Appreciation Right Jul 17, 2024 Common Stock 12K $90.73 Direct
holding RTX Stock Appreciation Right Jul 17, 2024 Common Stock 18.4K $91.04 Direct F6
holding RTX Stock Appreciation Right Jul 17, 2024 Common Stock 6.8K $94.04 Direct F7
holding RTX Stock Appreciation Right Jul 17, 2024 Common Stock 12.6K $97.65 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These are deferred Performance Share Units ("PSUs"). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX common stock.
F2 These Restricted Stock Units ("RSUs") were awarded on March 1, 2024 in connection with the reporting person's membership in the RTX Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of RTX's Form 10-Q for the period ended March 31, 2024).
F3 Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock.
F4 Each Rockwell Non-Qualified Savings Plan ("NQSP") stock unit is the economic equivalent of one share of RTX Common Stock. The reported NQSP stock units were acquired under legacy Rockwell Collins' NQSP,an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
F5 Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of RTX Common Stock. The reported SRP stock units were acquired under legacy United Technologies Corporation's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
F6 In February 2024, in addition to the SARs and not included in this number, the reporting person was also awarded 4,395 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital ("ROIC"), earnings per share ("EPS) growth and total shareholder return ("TSR") relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.
F7 In February 2022, in addition to the SARs and not included in this number, the reporting person was also awarded 2,235 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's ROIC, EPS growth and TSR relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.
F8 In February 2023, in addition to the SARs and not included in this number, the reporting person was also awarded 2,385 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's ROIC, EPS growth and TSR relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

Remarks:

brunk-poa_07212024.txt